{"id":4027,"date":"2025-03-14T10:30:06","date_gmt":"2025-03-14T10:30:06","guid":{"rendered":"https:\/\/toplawyersnow.com\/attorneyselect\/attorneyselect\/faq\/securities-law-faq\/"},"modified":"2025-03-17T11:14:16","modified_gmt":"2025-03-17T11:14:16","slug":"securities-law-faq","status":"publish","type":"faq","link":"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/","title":{"rendered":"Securities Law FAQ"},"content":{"rendered":"

Legal Guidance for Investments and Financial Regulations<\/strong><\/h4>\n

Securities law may provide the framework for regulating financial markets, ensuring transparency, and protecting investors from fraud or misconduct. This area of law may govern the issuance, sale, and trading of financial instruments such as stocks, bonds, and mutual funds. Companies, investors, and financial professionals may need to comply with complex regulations to avoid legal disputes and enforcement actions.<\/p>\n

A lawyer handling securities law matters may assist with regulatory compliance, investment transactions, and legal disputes. Understanding the key aspects of securities law may help individuals and businesses navigate financial regulations more effectively.<\/p>\n

What Is Securities Law?<\/strong><\/h4>\n

Securities law refers to the legal rules governing the issuance, purchase, and sale of financial securities. These laws may regulate public offerings, corporate disclosures, and investor protections to maintain fair market practices.<\/p>\n

Regulatory agencies, such as the U.S. Securities and Exchange Commission (SEC), oversee compliance and investigate violations. Companies issuing securities may be required to provide accurate financial disclosures to prevent fraudulent activity. Investors may also have legal protections against deceptive practices in the financial markets.<\/p>\n

Who May Need a Securities Lawyer?<\/strong><\/h4>\n

Legal representation may be beneficial for individuals and businesses involved in financial markets. Those who may seek legal assistance include:<\/p>\n

    \n
  • Investors and shareholders<\/strong> \u2013 Individuals who suspect securities fraud or need guidance on investment regulations may require legal support.<\/li>\n
  • Public and private companies<\/strong> \u2013 Businesses issuing securities may need legal assistance to ensure compliance with SEC regulations.<\/li>\n
  • Financial advisors and brokers<\/strong> \u2013 Professionals managing investments may require legal guidance to avoid regulatory violations.<\/li>\n
  • Investment firms and funds<\/strong> \u2013 Hedge funds, venture capital firms, and other investment entities may seek legal counsel for structuring financial transactions.<\/li>\n<\/ul>\n

    A lawyer may assist in regulatory compliance, dispute resolution, and defense against enforcement actions.<\/p>\n

    What Are Common Securities Law Issues?<\/strong><\/h4>\n

    Legal challenges may arise in financial markets due to regulatory requirements and investor protections. Some common securities law matters may include:<\/p>\n

      \n
    • Securities fraud and insider trading<\/strong> \u2013 Fraudulent misrepresentation or trading based on non-public information may lead to legal action.<\/li>\n
    • Initial public offerings (IPOs)<\/strong> \u2013 Companies going public may need to meet extensive legal requirements to issue shares.<\/li>\n
    • SEC investigations and compliance<\/strong> \u2013 Regulatory agencies may conduct investigations into potential violations of securities laws.<\/li>\n
    • Shareholder disputes<\/strong> \u2013 Conflicts over corporate governance, executive decisions, or fiduciary duties may lead to legal action.<\/li>\n
    • Investment contract violations<\/strong> \u2013 Breaches of agreements between investors and financial professionals may require legal intervention.<\/li>\n<\/ul>\n

      Navigating securities regulations may require legal expertise, as non-compliance may result in significant penalties.<\/p>\n

      How May a Securities Lawyer Assist?<\/strong><\/h4>\n

      A lawyer handling securities law matters may provide valuable support in financial transactions and regulatory compliance. Legal services may include:<\/p>\n

        \n
      • Ensuring compliance with SEC and state regulations<\/strong> \u2013 Advising companies and investors on legal requirements may help prevent violations.<\/li>\n
      • Representing clients in securities litigation<\/strong> \u2013 Legal representation may be necessary in fraud cases, shareholder disputes, and investor lawsuits.<\/li>\n
      • Assisting with public offerings and private placements<\/strong> \u2013 Drafting legal documents and disclosures for stock offerings may be essential for compliance.<\/li>\n
      • Defending clients in investigations and enforcement actions<\/strong> \u2013 If the SEC or other regulatory bodies conduct inquiries, legal defense may be required.<\/li>\n<\/ul>\n

        Because securities law may involve complex financial regulations, working with an attorney may help protect legal and financial interests.<\/p>\n

        What Is the SEC?<\/strong><\/h4>\n

        The U.S. Securities and Exchange Commission (SEC) is the primary regulatory agency overseeing the securities industry. Its role may include:<\/p>\n

          \n
        • Protecting investors<\/strong> \u2013 The SEC enforces laws to prevent fraud and ensure transparency in financial markets.<\/li>\n
        • Regulating securities transactions<\/strong> \u2013 Companies issuing stocks and bonds may need to comply with SEC registration and disclosure requirements.<\/li>\n
        • Investigating violations<\/strong> \u2013 The SEC may conduct investigations into insider trading, fraudulent schemes, and non-compliance.<\/li>\n<\/ul>\n

          Failure to follow SEC regulations may result in legal penalties, financial fines, or restrictions on investment activities.<\/p>\n

          What Are the Penalties for Securities Violations?<\/strong><\/h4>\n

          Violating securities laws may result in significant legal consequences. Potential penalties may include:<\/p>\n

            \n
          • Fines and financial penalties<\/strong> \u2013 Companies and individuals found in violation of securities laws may face monetary sanctions.<\/li>\n
          • License revocation for brokers and advisors<\/strong> \u2013 Financial professionals may lose their ability to operate if they fail to comply with regulations.<\/li>\n
          • Criminal charges for fraud or insider trading<\/strong> \u2013 Serious violations may lead to criminal prosecution, resulting in fines or imprisonment.<\/li>\n<\/ul>\n

            Enforcement actions may be brought by the SEC, state regulators, or private investors through civil litigation.<\/p>\n

            When May It Be Necessary to Contact a Securities Lawyer?<\/strong><\/h4>\n

            Legal guidance may be beneficial in a variety of financial and regulatory matters. Some situations where consulting an attorney may be appropriate include:<\/p>\n

              \n
            • When issuing or trading securities<\/strong> \u2013 Companies and investors may need legal assistance to ensure compliance with securities laws.<\/li>\n
            • When facing SEC investigations or compliance issues<\/strong> \u2013 If regulators initiate inquiries or audits, legal defense may be necessary.<\/li>\n
            • When involved in securities disputes or litigation<\/strong> \u2013 Shareholder lawsuits, investment fraud claims, and contract disputes may require legal representation.<\/li>\n<\/ul>\n

              Each securities matter may involve unique legal challenges, and working with an attorney may help address regulatory concerns effectively.<\/p>\n

              How Securities Law May Help With Investments and Financial Regulations<\/strong><\/h4>\n

              Securities law may provide essential protections for investors, businesses, and financial professionals operating in the securities markets. Whether managing regulatory compliance, issuing securities, or handling disputes, legal guidance may be necessary to navigate complex financial regulations.<\/p>\n

              A lawyer handling securities law matters may assist in ensuring legal compliance, defending against enforcement actions, and resolving investment-related disputes. For individuals and companies involved in financial markets, understanding securities law may help protect investments and avoid legal risks.<\/p>\n","protected":false},"featured_media":0,"template":"","meta":{"_acf_changed":false,"site-sidebar-layout":"default","site-content-layout":"","ast-site-content-layout":"default","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"disabled","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"","adv-header-id-meta":"","stick-header-meta":"","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"set","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}},"ast-content-background-meta":{"desktop":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"tablet":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""},"mobile":{"background-color":"var(--ast-global-color-5)","background-image":"","background-repeat":"repeat","background-position":"center center","background-size":"auto","background-attachment":"scroll","background-type":"","background-media":"","overlay-type":"","overlay-color":"","overlay-opacity":"","overlay-gradient":""}}},"faq-category":[96],"class_list":["post-4027","faq","type-faq","status-publish","hentry","faq-category-securities-law"],"acf":[],"yoast_head":"\nSecurities Law FAQ - Attorney Select | Find The Best Lawyers Near Me<\/title>\n<meta name=\"robots\" content=\"index, follow, max-snippet:-1, max-image-preview:large, max-video-preview:-1\" \/>\n<link rel=\"canonical\" href=\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/\" \/>\n<meta property=\"og:locale\" content=\"en_US\" \/>\n<meta property=\"og:type\" content=\"article\" \/>\n<meta property=\"og:title\" content=\"Securities Law FAQ\" \/>\n<meta property=\"og:description\" content=\"Legal Guidance for Investments and Financial Regulations Securities law may provide the framework for regulating financial markets, ensuring transparency, and protecting investors from fraud or misconduct. This area of law may govern the issuance, sale, and trading of financial instruments such as stocks, bonds, and mutual funds. Companies, investors, and financial professionals may need to comply with complex regulations to avoid legal disputes and enforcement actions. A lawyer handling securities law matters may assist with regulatory compliance, investment transactions, and legal disputes. Understanding the key aspects of securities law may help individuals and businesses navigate financial regulations more effectively. What Is Securities Law? Securities law refers to the legal rules governing the issuance, purchase, and sale of financial securities. These laws may regulate public offerings, corporate disclosures, and investor protections to maintain fair market practices. Regulatory agencies, such as the U.S. Securities and Exchange Commission (SEC), oversee compliance and investigate violations. Companies issuing securities may be required to provide accurate financial disclosures to prevent fraudulent activity. Investors may also have legal protections against deceptive practices in the financial markets. Who May Need a Securities Lawyer? Legal representation may be beneficial for individuals and businesses involved in financial markets. Those who may seek legal assistance include: Investors and shareholders \u2013 Individuals who suspect securities fraud or need guidance on investment regulations may require legal support. Public and private companies \u2013 Businesses issuing securities may need legal assistance to ensure compliance with SEC regulations. Financial advisors and brokers \u2013 Professionals managing investments may require legal guidance to avoid regulatory violations. Investment firms and funds \u2013 Hedge funds, venture capital firms, and other investment entities may seek legal counsel for structuring financial transactions. A lawyer may assist in regulatory compliance, dispute resolution, and defense against enforcement actions. What Are Common Securities Law Issues? Legal challenges may arise in financial markets due to regulatory requirements and investor protections. Some common securities law matters may include: Securities fraud and insider trading \u2013 Fraudulent misrepresentation or trading based on non-public information may lead to legal action. Initial public offerings (IPOs) \u2013 Companies going public may need to meet extensive legal requirements to issue shares. SEC investigations and compliance \u2013 Regulatory agencies may conduct investigations into potential violations of securities laws. Shareholder disputes \u2013 Conflicts over corporate governance, executive decisions, or fiduciary duties may lead to legal action. Investment contract violations \u2013 Breaches of agreements between investors and financial professionals may require legal intervention. Navigating securities regulations may require legal expertise, as non-compliance may result in significant penalties. How May a Securities Lawyer Assist? A lawyer handling securities law matters may provide valuable support in financial transactions and regulatory compliance. Legal services may include: Ensuring compliance with SEC and state regulations \u2013 Advising companies and investors on legal requirements may help prevent violations. Representing clients in securities litigation \u2013 Legal representation may be necessary in fraud cases, shareholder disputes, and investor lawsuits. Assisting with public offerings and private placements \u2013 Drafting legal documents and disclosures for stock offerings may be essential for compliance. Defending clients in investigations and enforcement actions \u2013 If the SEC or other regulatory bodies conduct inquiries, legal defense may be required. Because securities law may involve complex financial regulations, working with an attorney may help protect legal and financial interests. What Is the SEC? The U.S. Securities and Exchange Commission (SEC) is the primary regulatory agency overseeing the securities industry. Its role may include: Protecting investors \u2013 The SEC enforces laws to prevent fraud and ensure transparency in financial markets. Regulating securities transactions \u2013 Companies issuing stocks and bonds may need to comply with SEC registration and disclosure requirements. Investigating violations \u2013 The SEC may conduct investigations into insider trading, fraudulent schemes, and non-compliance. Failure to follow SEC regulations may result in legal penalties, financial fines, or restrictions on investment activities. What Are the Penalties for Securities Violations? Violating securities laws may result in significant legal consequences. Potential penalties may include: Fines and financial penalties \u2013 Companies and individuals found in violation of securities laws may face monetary sanctions. License revocation for brokers and advisors \u2013 Financial professionals may lose their ability to operate if they fail to comply with regulations. Criminal charges for fraud or insider trading \u2013 Serious violations may lead to criminal prosecution, resulting in fines or imprisonment. Enforcement actions may be brought by the SEC, state regulators, or private investors through civil litigation. When May It Be Necessary to Contact a Securities Lawyer? Legal guidance may be beneficial in a variety of financial and regulatory matters. Some situations where consulting an attorney may be appropriate include: When issuing or trading securities \u2013 Companies and investors may need legal assistance to ensure compliance with securities laws. When facing SEC investigations or compliance issues \u2013 If regulators initiate inquiries or audits, legal defense may be necessary. When involved in securities disputes or litigation \u2013 Shareholder lawsuits, investment fraud claims, and contract disputes may require legal representation. Each securities matter may involve unique legal challenges, and working with an attorney may help address regulatory concerns effectively. How Securities Law May Help With Investments and Financial Regulations Securities law may provide essential protections for investors, businesses, and financial professionals operating in the securities markets. Whether managing regulatory compliance, issuing securities, or handling disputes, legal guidance may be necessary to navigate complex financial regulations. A lawyer handling securities law matters may assist in ensuring legal compliance, defending against enforcement actions, and resolving investment-related disputes. For individuals and companies involved in financial markets, understanding securities law may help protect investments and avoid legal risks.\" \/>\n<meta property=\"og:url\" content=\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/\" \/>\n<meta property=\"og:site_name\" content=\"Attorney Select | Find The Best Lawyers Near Me\" \/>\n<meta property=\"article:modified_time\" content=\"2025-03-17T11:14:16+00:00\" \/>\n<meta name=\"twitter:card\" content=\"summary_large_image\" \/>\n<meta name=\"twitter:label1\" content=\"Est. reading time\" \/>\n\t<meta name=\"twitter:data1\" content=\"5 minutes\" \/>\n<script type=\"application\/ld+json\" class=\"yoast-schema-graph\">{\"@context\":\"https:\/\/schema.org\",\"@graph\":[{\"@type\":\"WebPage\",\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/\",\"url\":\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/\",\"name\":\"Securities Law FAQ - Attorney Select | Find The Best Lawyers Near Me\",\"isPartOf\":{\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/#website\"},\"datePublished\":\"2025-03-14T10:30:06+00:00\",\"dateModified\":\"2025-03-17T11:14:16+00:00\",\"breadcrumb\":{\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/#breadcrumb\"},\"inLanguage\":\"en-US\",\"potentialAction\":[{\"@type\":\"ReadAction\",\"target\":[\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/\"]}]},{\"@type\":\"BreadcrumbList\",\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/#breadcrumb\",\"itemListElement\":[{\"@type\":\"ListItem\",\"position\":1,\"name\":\"Home\",\"item\":\"https:\/\/toplawyersnow.com\/attorneyselect\/\"},{\"@type\":\"ListItem\",\"position\":2,\"name\":\"Securities Law FAQ\"}]},{\"@type\":\"WebSite\",\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/#website\",\"url\":\"https:\/\/toplawyersnow.com\/attorneyselect\/\",\"name\":\"Attorney Select | Find The Best Lawyers Near Me\",\"description\":\"Lawyer Directory and Backlinks for Attorneys Website\",\"publisher\":{\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/#organization\"},\"potentialAction\":[{\"@type\":\"SearchAction\",\"target\":{\"@type\":\"EntryPoint\",\"urlTemplate\":\"https:\/\/toplawyersnow.com\/attorneyselect\/?s={search_term_string}\"},\"query-input\":{\"@type\":\"PropertyValueSpecification\",\"valueRequired\":true,\"valueName\":\"search_term_string\"}}],\"inLanguage\":\"en-US\"},{\"@type\":\"Organization\",\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/#organization\",\"name\":\"Attorney Select | Find The Best Lawyers Near Me\",\"url\":\"https:\/\/toplawyersnow.com\/attorneyselect\/\",\"logo\":{\"@type\":\"ImageObject\",\"inLanguage\":\"en-US\",\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/#\/schema\/logo\/image\/\",\"url\":\"https:\/\/toplawyersnow.com\/attorneyselect\/wp-content\/uploads\/2025\/08\/AttorneySelect-Logo-Final-02.png\",\"contentUrl\":\"https:\/\/toplawyersnow.com\/attorneyselect\/wp-content\/uploads\/2025\/08\/AttorneySelect-Logo-Final-02.png\",\"width\":250,\"height\":52,\"caption\":\"Attorney Select | Find The Best Lawyers Near Me\"},\"image\":{\"@id\":\"https:\/\/toplawyersnow.com\/attorneyselect\/#\/schema\/logo\/image\/\"}}]}<\/script>\n<!-- \/ Yoast SEO Premium plugin. -->","yoast_head_json":{"title":"Securities Law FAQ - Attorney Select | Find The Best Lawyers Near Me","robots":{"index":"index","follow":"follow","max-snippet":"max-snippet:-1","max-image-preview":"max-image-preview:large","max-video-preview":"max-video-preview:-1"},"canonical":"https:\/\/toplawyersnow.com\/attorneyselect\/faq\/securities-law-faq\/","og_locale":"en_US","og_type":"article","og_title":"Securities Law FAQ","og_description":"Legal Guidance for Investments and Financial Regulations Securities law may provide the framework for regulating financial markets, ensuring transparency, and protecting investors from fraud or misconduct. 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Companies issuing securities may be required to provide accurate financial disclosures to prevent fraudulent activity. Investors may also have legal protections against deceptive practices in the financial markets. Who May Need a Securities Lawyer? Legal representation may be beneficial for individuals and businesses involved in financial markets. Those who may seek legal assistance include: Investors and shareholders \u2013 Individuals who suspect securities fraud or need guidance on investment regulations may require legal support. Public and private companies \u2013 Businesses issuing securities may need legal assistance to ensure compliance with SEC regulations. Financial advisors and brokers \u2013 Professionals managing investments may require legal guidance to avoid regulatory violations. Investment firms and funds \u2013 Hedge funds, venture capital firms, and other investment entities may seek legal counsel for structuring financial transactions. A lawyer may assist in regulatory compliance, dispute resolution, and defense against enforcement actions. What Are Common Securities Law Issues? Legal challenges may arise in financial markets due to regulatory requirements and investor protections. Some common securities law matters may include: Securities fraud and insider trading \u2013 Fraudulent misrepresentation or trading based on non-public information may lead to legal action. Initial public offerings (IPOs) \u2013 Companies going public may need to meet extensive legal requirements to issue shares. SEC investigations and compliance \u2013 Regulatory agencies may conduct investigations into potential violations of securities laws. Shareholder disputes \u2013 Conflicts over corporate governance, executive decisions, or fiduciary duties may lead to legal action. Investment contract violations \u2013 Breaches of agreements between investors and financial professionals may require legal intervention. Navigating securities regulations may require legal expertise, as non-compliance may result in significant penalties. How May a Securities Lawyer Assist? A lawyer handling securities law matters may provide valuable support in financial transactions and regulatory compliance. Legal services may include: Ensuring compliance with SEC and state regulations \u2013 Advising companies and investors on legal requirements may help prevent violations. Representing clients in securities litigation \u2013 Legal representation may be necessary in fraud cases, shareholder disputes, and investor lawsuits. Assisting with public offerings and private placements \u2013 Drafting legal documents and disclosures for stock offerings may be essential for compliance. Defending clients in investigations and enforcement actions \u2013 If the SEC or other regulatory bodies conduct inquiries, legal defense may be required. Because securities law may involve complex financial regulations, working with an attorney may help protect legal and financial interests. What Is the SEC? The U.S. Securities and Exchange Commission (SEC) is the primary regulatory agency overseeing the securities industry. Its role may include: Protecting investors \u2013 The SEC enforces laws to prevent fraud and ensure transparency in financial markets. Regulating securities transactions \u2013 Companies issuing stocks and bonds may need to comply with SEC registration and disclosure requirements. Investigating violations \u2013 The SEC may conduct investigations into insider trading, fraudulent schemes, and non-compliance. Failure to follow SEC regulations may result in legal penalties, financial fines, or restrictions on investment activities. What Are the Penalties for Securities Violations? Violating securities laws may result in significant legal consequences. Potential penalties may include: Fines and financial penalties \u2013 Companies and individuals found in violation of securities laws may face monetary sanctions. License revocation for brokers and advisors \u2013 Financial professionals may lose their ability to operate if they fail to comply with regulations. Criminal charges for fraud or insider trading \u2013 Serious violations may lead to criminal prosecution, resulting in fines or imprisonment. Enforcement actions may be brought by the SEC, state regulators, or private investors through civil litigation. When May It Be Necessary to Contact a Securities Lawyer? Legal guidance may be beneficial in a variety of financial and regulatory matters. Some situations where consulting an attorney may be appropriate include: When issuing or trading securities \u2013 Companies and investors may need legal assistance to ensure compliance with securities laws. When facing SEC investigations or compliance issues \u2013 If regulators initiate inquiries or audits, legal defense may be necessary. When involved in securities disputes or litigation \u2013 Shareholder lawsuits, investment fraud claims, and contract disputes may require legal representation. Each securities matter may involve unique legal challenges, and working with an attorney may help address regulatory concerns effectively. How Securities Law May Help With Investments and Financial Regulations Securities law may provide essential protections for investors, businesses, and financial professionals operating in the securities markets. Whether managing regulatory compliance, issuing securities, or handling disputes, legal guidance may be necessary to navigate complex financial regulations. A lawyer handling securities law matters may assist in ensuring legal compliance, defending against enforcement actions, and resolving investment-related disputes. 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